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Investment Banking and Brokerage

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  • UK charges two brokers in Libor investigation Monday, 15 Jul 2013 | 10:24 AM ET

    The Libor scandal is under the spotlight once again, as two U.K. brokers have been charged with conspiracy to defraud and are set to face court, in what could be the first case of the global rate rigging scandal to go to trial.

  • Cramer Video: Two 'horrendous shorts' Monday, 15 Jul 2013 | 9:45 AM ET

    These two stocks have been underloved by the market for too long, and now shorts will have to rethink their position, said Jim Cramer.

  • Why an honor system doesn't work for banks Saturday, 13 Jul 2013 | 11:48 AM ET
    fingers_crossed.jpg

    The resolution of a recent rate-setting scandal points up that banks lack the context and culture to work on an honor system.

  • Sen. Warren Leads Charge to Break Up Big Banks   Friday, 12 Jul 2013 | 8:33 AM ET
    Sen. Warren Leads Charge to Break Up Big Banks

    Elizabeth Warren, (D-MA), defends the 21st Century Glass-Steagall Act, her bill designed to rein in too-big-to-fail banks.

  • In Congress All Politics Getting Personal   Friday, 12 Jul 2013 | 6:10 AM ET
    In Congress All Politics Getting Personal

    A flurry of activity in Washington this week has sparked trash talk among members of Congress from both sides of the aisle, reports CNBC's John Harwood.

  • Why Gloomy Earnings May Not Be So Dim After All Sunday, 7 Jul 2013 | 1:07 PM ET

    This earnings season is going to be a bummer. Hey, tell us something we don't know. Well, it may not be so bad after all. Here's why.

  • SEC to Lift Ban on Hedge-Fund Advertising Wednesday, 3 Jul 2013 | 7:37 PM ET

    US securities regulators plan to meet next week to adopt rules that would lift a long-time ban prohibiting hedge funds and other firms from advertising.

  • Knight-Getco Complete Merger   Tuesday, 2 Jul 2013 | 10:14 AM ET
    Knight-Getco Complete Merger

    Daniel Coleman, CEO of Knight Capital Group, provides his perspective on the broker-dealer industry and gives his take on managing a high-frequency trading operation.

  • US vs. Canadian Bankers: The Ultimate Smackdown Tuesday, 25 Jun 2013 | 2:35 PM ET
    Canada Eh!

    Fewer sporting rivalries are more riveting than when the U.S. takes on Canada in hockey. The "Daily Show" took it a step further and pitted the two against each other in banking.

  • FBR & Co. CEO: Higher Rates May Slow US Growth   Tuesday, 18 Jun 2013 | 4:40 PM ET
    FBR & Co. CEO: Higher Rates May Slow US Growth

    Are mergers & acquisitions ready to take off? Richard Hendrix, FBR & Co. chairman and CEO, explains why there will need to be different valuation and growth environments before private equity firms will get more aggressive.

  • How Rate Rigging Scandals are Redefining Banks   Sunday, 16 Jun 2013 | 7:35 PM ET
    Rate Rigging Scandals Re-shaping The Banking Sector: Pro

    Greg Gibbs, Senior Currency Strategist at RBS says that actions against rate rigging have been transforming the way the global banking giants think and act.

  • JPM's Private Equity Spinoff   Friday, 14 Jun 2013 | 10:55 AM ET
    JPM's Private Equity Spinoff

    JPMorgan will slowly separate its PE business in advance of the Volcker Rule, reports CNBC's Kayla Tausche.

  • Grubman: SEC Targeted Me and Other Top Analysts Friday, 31 May 2013 | 12:29 PM ET
    Jack Grubman

    "Lightning doesn't strike the short trees," former analyst Jack Grubman tells CNBC in his first TV interview since his settlement with the SEC in 2003.

  • Tax Laws and Charitable Deductions   Wednesday, 22 May 2013 | 7:52 AM ET
    Tax Laws and Charitable Deductions

    Gary Parr, Lazard vice chairman, explains why he is concerned about the fate of charitable giving.

  • Are Banks Too Big to Regulate?   Wednesday, 22 May 2013 | 7:06 AM ET
    Are Banks Too Big to Regulate?

    Gary Parr, Lazard vice chairman, discusses how investor activism impacts corporate governance; and explains how regulations and stricter capital controls are impacting big banks.

  • Live Blog: JPM CEO Jamie Dimon Wins In Landslide Tuesday, 21 May 2013 | 9:00 AM ET

    All attention will be on JPMorgan Chase's Chairman and CEO Jamie Dimon as he takes the stage Tuesday morning during the bank's annual shareholder meeting in Tampa, Florida.

  • Wealthfront Disrupts Traditional Brokerage Model   Wednesday, 15 May 2013 | 8:40 AM ET
    Wealthfront Disrupts Traditional Brokerage Model

    The financial services sector is disrupting the status quo, reports CNBC's Julia Boorstin. And, Andrew Rachleff, Wealthfront president & CEO, explains how his company can offer clients the same services as big banks but at a lower cost.

  • How the Media Landscape Is Changing   Tuesday, 14 May 2013 | 10:45 AM ET
    How the Media Landscape Is Changing

    Aryeh Bourkoff, LionTree founder & CEO, discusses why there is an upswing in deal flow in the media sector, with CNBC's David Faber.

  • Banking on Innovation   Monday, 29 Apr 2013 | 7:45 AM ET
    Banking on Innovation

    Scott Stanford, Sherpa co-founder, shares some of his biggest IPO successes, and reveals which startups he believes will become the household names of the future.

  • Key JPMorgan Executive Leaving   Monday, 29 Apr 2013 | 6:06 AM ET
    Key JPMorgan Executive Leaving

    Frank Bisignano, the co-chief operating office is leaving the United States' largest bank, reports CNBC's Kayla Tausche.