GO
Loading...

Investment Banking and Brokerage

More

  • Zeroing in on Morgan Stanley's Earnings Beat     Thursday, 18 Oct 2012 | 8:00 AM ET

    David Hilder, Drexel Hamilton banking analyst, breaks down the company's third quarter numbers of $0.28 EPS on $7.6 billion in revenues, and discusses whether to invest in financials now.

  • Goldman Beats Street on Top & Bottom Line     Tuesday, 16 Oct 2012 | 10:53 AM ET

    CNBC's Mary Thompson reports strength in the company's earnings is being driven by its investment banking, fixed income and investments and lending.

  • Goldman Sachs Beats Street & Raises Dividend     Tuesday, 16 Oct 2012 | 8:06 AM ET

    Douglas Sipkin, Susquehanna Financial senior analyst, breaks down the big bank's third quarter earnings of $2.85 versus $2.12 estimates, on revenues of $8.35 billion.

  • Last Call: Sneak Peak at the Goldman 'Muppet' Book Monday, 15 Oct 2012 | 11:16 PM ET

    Apple hires an exec from Amazon, Yahoo hires an exec from Google, two new drugs cited in meningitis outbreak, Les Moonves extends his stay at CBS, an early review of the first chapter from a book by a disgruntled Goldman Sachs employee is not kind.

  • JPMorgan CFO Braunstein to Step Down     Thursday, 11 Oct 2012 | 10:38 AM ET

    CNBC's Kate Kelly reports the fallout over JPMorgan's trading blunder may have played a role in the CFO's decision to step down.

  • JPMorgan CFO Braunstein May Step Down     Thursday, 11 Oct 2012 | 7:03 AM ET

    CNBC's Kate Kelly reports the fallout over JPMorgan's trading blunder may force the company's CFO to step down.

  • Last Call: PC's Sales in a Tailspin Wednesday, 10 Oct 2012 | 11:18 PM ET
    Bill Gates leaves the G20 Summit on November 3, 2011 in Cannes, France.

    Jamie Dimon speaks out, PC sales are in decline; U.S. sets tariffs on solar panels and Spain is downgraded by the S&P for the third time this year.

  • Jamie Dimon Addresses Fiscal Cliff     Wednesday, 10 Oct 2012 | 12:45 PM ET

    Jamie Dimon, CEO of JPMorgan, says the economy would have been booming if the U.S. would have adopted Simpson-Bowles.

  • Anatomy of a 'Junk' Deal     Wednesday, 10 Oct 2012 | 11:07 AM ET

    CNBC's Gary Kaminsky explains how QE3 is impacting deals on Wall Street, and how to avert a global recession, with CNBC's Rick Santelli.

  • Last Call: A Honey Boo Boo Market Day Tuesday, 9 Oct 2012 | 8:52 PM ET
    NYSE traders floor

    Equities finish lower, Alcoa and Yum get earnings season off to a good start.

  • Last Call: In 1492, Columbus Sailed the Ocean Blue Monday, 8 Oct 2012 | 10:55 PM ET
    NYSE trader

    A quiet day of trading as the markets slowly approach 5-year highs; the meningitis outbreak grows; Huawei fires back at the U.S. and the IMF slashes forecasts for global economic growth.

  • Construction work

    Once the dregs of the U.S. economy, beleaguered mortgage banks are becoming more attractive as the home sector claws back from a depression, an analyst said Monday.

  • Top Cities for Financial Adviser Startups Monday, 8 Oct 2012 | 12:13 PM ET
    As financial services companies trim payrolls, more industry veterans are opening their own investment firms.According to , which tracks the, there are now 28,574 resident investment adviser, RIA, firms, usually with offices of two to eight employees and an average of $25 million to $50 million in client assets under management, AUM. Others, such as spinoffs from the financial giants, can manage mutual funds and other big accounts, boosting the AUM.In the most recent full year of year of data, 2011, 1,108 RIA firms were formed with $561.38 billion worth of assets under management.We thought it would be interesting to see what cities had the most activity in creating new RIA firms in 2011 and how much money (measured in assets) was under management. (Note that there is a wide range of assets, depending on the individual starting the firm and the number and size of clients.)Here are the top ten cities based on a customized search of AdviceIQ/Meridian-IQ data bases.

    New financial advisory firms are popping up around the U.S., as veteran brokers leave big firms to build their own. These 10 are startup hotbeds.

  • Goldman's Viniar Stepping Down     Wednesday, 19 Sep 2012 | 7:14 AM ET

    CNBC's Mary Thompson reports Goldman Sachs is replacing CFO David Viniar, with incoming officer, Harvey Schwartz.

  • Last Call: Zuckerberg and Facebook Are Going Mobile Wednesday, 12 Sep 2012 | 2:30 AM ET
    Mark Zuckerberg

    Mark Zuckerberg gives his first interview since the Facebook IPO; Ex-JCP exec joins the GAP; Steve Wynn releases a scathing statement on Joe Francis and Ford may soon have a CEO succession plan.

  • Deutsche Bank to Cut Costs, Shrink Balance Sheet Tuesday, 11 Sep 2012 | 9:43 AM ET
    Deutsche Bank

    Deutsche Bank unveiled a new plan on Tuesday to survive in a less profitable investment banking world, saying it would aim for 4.5 billion euros in annual savings by 2015, and move 125 billion euros in assets to a non-core unit.

  • Last Call: Steve Wynn's Win Tuesday, 11 Sep 2012 | 1:08 AM ET
    Wynn Resorts Chairman and CEO Steve Wynn smiles during a news conference.

    Steve Wynn wins $20 million from Girls Gone Wild Joe Francis; GoDaddy suffers a denial of service attack; another Zynga departure and Moody’s cuts Panasonic debt rating.

  • Bair Worries About Inflation Risk     Monday, 10 Sep 2012 | 7:49 AM ET

    Former chair of the FDIC, Sheila Bair, continues her discussion on regulations; the future of the euro; and whether the Fed will be able to deal with inflation.

  • Time to Break Up the Big Banks?     Monday, 10 Sep 2012 | 7:31 AM ET

    Former chair of the FDIC, Sheila Bair, discusses how Dodd-Frank legislation gave regulators a process to deal with insolvent banks and weighs in on whether TARP worked.

  • Investment Banks Eye Europe Job Cuts Friday, 7 Sep 2012 | 2:24 AM ET

    Big investment banks in Europe, including Nomura, Credit Suisse and UBS, are stepping up plans to cut jobs as they seek to adapt to a drastic slowdown in revenues and tighter regulation, the FT reports.