As regulatory regimes go, oversight of broker-dealers is much stricter than it is for investment advisers.» Read More
Paul Leff, who co-founded Perry Partners with Richard Perry in 1988, is stepping back.
Britain's financial crime regulators frequently turn out to have all the prosecuting skills of sheep, writes CNBC's Helia Ebrahimi.
Traders are eyeing Tuesday's retail sales data and earnings as possible catalysts after stocks were rocked in volatile trading Monday.
This year will probably be remembered as the year that Wall Street tried to offer some relief to the grunts. NYT reports.
Companies making headlines after the bell Monday:
US venture funds raised $4.85 billion last quarter, up 53 percent from the same period a year ago.
Some of Monday's midday movers:
A new monthly Fed survey shows consumers expect higher medical costs and easier credit availability in the next 12 months.
A market correction is approaching the level of near certainty as Wall Street faces a major paradigm shift in how to achieve price gains.
Retailers responded to weakness last year with deep discounts and promotions. Still, the softness is creeping into January.
Happy Monday. Beware the retail data breach.
If Obama's three nominees to the Fed are approved, the country would have a dream team at the head of the central bank, says Pimco's Mohamed El-Erian.
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