Insider Trading
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Stephen Cohen, SEC associate director; and Emile Werr, NYSE, discuss the tools used to ensure fairness of the markets and nab insider traders.
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Stephen Cohen, SEC associate director; and Emile Werr, NYSE, discuss the tools used to ensure fairness of the markets and nab insider traders.
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Hedge Fund Level Global Investors co-founder Anthony Chiasson is also ordered to pay a $5 million fine for insider trading.
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The jeweler who allegedly made more than $1 million thanks to stock tips from his buddy at KPMG appeared in court today, with CNBC's Jane Wells.
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The jeweler who made more than $1 million from allegedly illegal tips is minutes away from entering a plea, reports CNBC's Jane Wells.
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Bethany McLean, Vanity Fair contributing editor, offers insight on the piece she co-wrote about Steve Cohen.
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SAC's Steve Cohen told investors that his fund will clawback earnings of any employees whose conduct leads to regulatory or criminal sanctions, reports CNBC's Kate Kelly.
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The case in question deals with a Washington, DC political intelligence firm which alerted clients of a pending government decision favoring health insurers. Jacob Frenkel, Schulman Rogers partner, discusses what constitutes insider trading.
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The SEC charged Mark Begelman with insider trading, reports CNBC's Eamon Javers.
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The SEC is charging the former president of Office Depot with insider trading, reports CNBC's Eamon Javers.
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CNBC's Rick Santelli talks with Robert McKendry, TJM Institutional Services, about whether changes made to the Stock Act have made the law less effective.
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Obama signed into law a provision repealing the requirement that senior government officials post their stock trades on line.
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Discussing the KPMG scandal, with CNBC's Jane Wells; Jared Bernstein, Center on Budget & Policy Priorities; and Robert Costa, National Review.
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Bryan Shaw allegedly netted nearly half a million dollars trading Herbalife on inside information from his golfing buddy, Scott London, reports CNBC's Jane Wells. But is equal justice being applied in the case? Paul Pfingst, former federal prosecutor and Marc LoPresti, Tagliaferro & Lo Presti, discuss.
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Ex-KPMG partner Scott London's attorney says London will plead guilty to insider trading, with CNBC's Jane Wells, the "Power Lunch" crew and Business Insider's Henry Blodget.
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The former KPMG auditor will be charged for sharing inside information with his golfing buddy, reports CNBC's Jane Wells. London will plead guilty and could face up to five years in prison, all for $50,000 or less.
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Ex-KPMG partner Scott London was officially charged with insider trading today, reports CNBC's Jane Wells. Mitch Epner of Wilson, Sonsini, Goodrich and Roasti, provides perspective.
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Ex-KPMG partner Scott London has been charged with insider trading, reports CNBC's Jane Wells. U.S. Attorney Andre Birotte, Jr., addresses some of the issues in the case.
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Ex-KPMG partner Scott London allegedly accepted tens of thousands of dollars in cash and gifts from his golfing buddy Bryan Shaw in exchange for inside information about selected companies working with KPMG, reports CNBC's Jane Wells.
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A government photo allegedly shows ex-KPMG partner Scott London receiving money from Bryan Shaw, reports CNBC's Mary Thompson.
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U.S. prosecutors in California filed criminal charges against Scott London, a former senior auditor at KPMG in Los Angeles, of conspiracy to commit securities fraud.