Go Symbol Lookup
Loading...

Law and Regulations

  • Former US Judge Robert Bork Dies at 85 Wednesday, 19 Dec 2012 | 10:51 AM ET
    Judge Robert Bork, Former Supreme Court Nominee dies.

    Robert Bork, a symbol of the U.S. conservative legal movement and a failed nominee for the U.S. Supreme Court, died on Wednesday.

  • Banks Get Lawsuit Shield in Mortgage Rules Tuesday, 18 Dec 2012 | 1:40 PM ET

    As regulators complete new mortgage rules, banks are about to get protection against homeowner lawsuits.

  • Trading 'Kill Switch' Coming Soon: NYSE Exec Tuesday, 18 Dec 2012 | 11:51 AM ET

    U.S. regulators and exchanges are getting closer to a framework for a "kill switch" that could be used to shut down trading before software glitches wreak havoc on markets.

  • Why Chinese Investors Fear the Stock Market Tuesday, 18 Dec 2012 | 4:49 AM ET
    Investors watch the electronic board at a stock exchange hall in Huaibei, China.

    The U.S. Securities and Exchange Commission (SEC) is half way across the world from brokerages in Beijing, but small time investor Zhao Qiang is monitoring the American market regulator's moves.

  • Shooting at elementary school in Newtown, Connecticut.

    The massacre of 26 children and adults at a Connecticut elementary school elicited horror and soul-searching around the world even as it raised more basic questions about why the gunman, a 20-year-old described as brilliant but remote, was driven to such a crime and how he chose his victims.

  • Switzerland Waters Down Tax Evasion Crackdown Friday, 14 Dec 2012 | 4:18 PM ET

    The Swiss government watered-down a plan to try to clean up the country's image as a haven for untaxed assets.

  • US Drops China's Taobao Website From 'Notorious' List Thursday, 13 Dec 2012 | 6:50 PM ET
    Student in front of an online Taobao shop.

    The United States on Thursday dropped a website owned by China's largest e-commerce company, Alibaba Group, from its annual list of the world's most "notorious markets" for sales of pirated and counterfeit goods.

  • UBS Faces $1 Billion Fine for Libor Rigging: Source Thursday, 13 Dec 2012 | 4:46 PM ET

    Swiss bank UBS faces a combined fine of about $1 billion, a person familiar with the situation said on Thursday.

  • Software Pioneer McAfee Arrives in US From Guatemala Thursday, 13 Dec 2012 | 12:38 AM ET

    Computer software pioneer John McAfee, who is wanted for questioning in Belize over the murder of a fellow American, arrived in Miami on Wednesday evening after he was deported by Guatemala.

  • HSBC - How Simple Became Complicated, and Costly Wednesday, 12 Dec 2012 | 10:15 PM ET

    HSBC takes its name from its roots as the Hongkong and Shanghai Banking Corporation, but there has long been a joke inside and outside the firm that the name stands for "How Simple Became Complicated".

  • Hong Kong Stock Exchange

    The city's market watchdog proposes that banks preparing companies for listing on Hong Kong's stock exchange will be made explicitly liable for IPO prospectuses, although they will also have more powers to ensure that their clients play by the rules.

  • MUFG to Pay $8.6 Million in US Sanctions Case Wednesday, 12 Dec 2012 | 7:04 PM ET

    Japan's Mitsubishi UFJ Financial Group said it will pay $8.6 million as a settlement for transactions that could be seen as violations of U.S. sanctions.

  • Could Autonomy Mess Spur Accounting Overhaul? Wednesday, 12 Dec 2012 | 8:26 AM ET

    The scandal at Autonomy has some accountants wondering about the wisdom of new, global standards in the pipeline.

  • HSBC Became Bank to Drug Cartels, Pays Big for Lapses Tuesday, 11 Dec 2012 | 11:15 PM ET

    Mexican authorities told the CEO of HSBC's Mexico unit that a local drug lord referred to the bank as the "place to launder money," U.S. prosecutors said, as they announced a record $1.92 billion settlement with the British bank.

  • Michigan Passes 'Right to Work' Bill Amid Acrimony Friday, 7 Dec 2012 | 11:17 AM ET
    Michigan Gov. Rick Snyder

    Michigan Republicans in a single day reached the brink of a goal that for years has seemed an all-but-impossible dream: making the labor bastion of Michigan a right-to-work state.

  • HSBC Holdings might pay a fine of $1.8 billion as part of a settlement with U.S. law-enforcement agencies over money-laundering lapses.

  • U.S. securities regulators charged a Wells Fargo investment banker and nine others with fraud on suspicions of an insider-trading ring that earned more than $11 million by trading on tips about impending mergers.