Traders await Friday's jobs report and watch emerging markets to see if the selloff can be contained.» Read More
LONDON, March 11- U.S. futures market operator CME has joined a growing list of companies seeking to cash in on new rules on derivatives trading by securing regulatory approval for a London- based derivatives exchange.
There are roughly 460 transfer agents registered with the SEC, and as of the end of 2012, they maintained over 276 million shareholder accounts, according to SEC data. The SEC in 2011 issued informal staff-level guidance for public companies to use when considering whether to disclose cyber attacks and their impact on the company's finances.
NEW YORK, Feb 19- Nasdaq OMX Group plans to roll out a "kill switch" that would cut off trading of its member firms when pre-set limits are breached, the exchange operator said in a regulatory filing.
NEW YORK, Feb 14- Nasdaq OMX Group said on Friday that an issue with the FINRA/Nasdaq trade reporting facility led to untimely trade reports for equities listed on the New York Stock Exchange, NYSE Arca, and NYSE Amex, on Friday morning.
NEW YORK, Feb 13- The committee that oversees the data processor that was at the center of a three-hour trading halt in Nasdaq-listed stocks in August agreed on Thursday to implement fixes demanded by the exchange, according to a source familiar with the situation.
*Q4 EPS of $2, minus items, tops forecasts by 5 cents. NEW YORK, Feb 11- IntercontinentalExchange Group reported a fourth quarter loss on Tuesday because of onetime costs, including those related to its $11 billion purchase of the parent of the New York Stock Exchange, but expense control helped it beat expectations.
Feb 6- BATS Global Markets Inc said Financial Industry Regulatory Authority, the self-regulatory arm of the brokerage industry, will provide cross-market surveillance services to BATS' four stock exchanges. Following the agreement with BATS, FINRA will now conduct surveillance across 99 percent of the market for U.S. listed equities.
Net income attributable to Nasdaq totaled $141 million, or 81 cents per share, up from $85 million, or 50 cents per share, a year earlier. Not including one-time items, the New York- based company earned 69 cents per share, topping the consensus of analysts by 2 cents, according to Thomson Reuters I/B/E/S.
Net income attributable to Nasdaq totaled $141 million, or 81 cents per share, up from $85 million, or 50 cents per share, a year earlier.
WASHINGTON, Jan 31- A regulatory advisory panel on Friday urged the U.S. Securities and Exchange Commission not to launch a test program that would allow the stocks of small-cap companies to trade in wider increments, a recommendation that clashes with a proposal from a different SEC committee.
NEW YORK, Jan 14- Nasdaq OMX Group is prepared to walk away from running the data processor that was at the center of a three-hour trading halt in August, in a sign of its frustration with the pace of talks over implementing fixes for the system, according to documents seen by Reuters.
NEW YORK, Jan 14- Exchange operator Nasdaq OMX Group and index provider S&P Dow Jones Indices said they are interested in acquisitions to grow their index businesses, in a sign the sector could see a wave of deals as investors pour tens of billions of dollars into portfolios that track benchmarks.
*December payrolls much lower than expected; weather blamed. *Alcoa slides after results, Sears drops on holiday sales.
Nasdaq OMX announced it has reopened trading at its Nasdaq options market after a brief halt that affected trading in stocks A through M.
ISTANBUL, Dec 31- Nasdaq OMX Group will take a 5 percent stake in Turkey's Borsa Istanbul in a tie-up that will allow the Turkish exchange to use Nasdaq's market technologies to attract new customers, the two exchanges said on Tuesday.
The NYSE's Euronext unit has filed a plan with regulators to offer firms a "kill switch" that could cut off trading if preset levels were breached.
Risk controls have been a major focus for the securities industry in the wake of high-profile snafus like the August 2012 glitch at Knight Capital Group, now a part of KCG Holdings Inc, that sent a flood of errant orders to the NYSE, nearly sank the firm and led to its takeover by rival Getco.
PARIS, Dec 20- France's unloved financial transaction tax is hampering its efforts to persuade local institutions to buy stakes in Paris stock exchange operator Euronext and keep it under French influence after its expected spin-off next year.
Mark Zuckerberg and dozens of banks must face a lawsuit accusing Facebook of misleading investors about its health before its $16 billion IPO.
NEW YORK, Dec 18- A federal judge said Facebook Inc, Chief Executive Mark Zuckerberg and dozens of banks must face a lawsuit accusing the social media company of misleading investors about its financial health before its $16 billion initial public offering last year.