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Capital Markets Investment Banking and Brokerage

  • EXCLUSIVE-TESARO INC DISCUSSING OPTIONS WITH INVESTMENT BANKS, INCLUDING CITIGROUP INC, FOLLOWING ACQUISITION APPROACHES-SOURCES.

  • Thierry Olive, former global head of equity capital markets at BNP Paribas, has been appointed co-head of investment banking for Asia Pacific with Philippe de Caraman. The London- based asset management group appointed Philippe Broadhead as head of distribution. The financial services firm said it appointed three former executives from Jefferies Group LLC...

  • Paul Atkins

    The CEO-worker pay ratio, included in Dodd-Frank, "was thrown in there at the behest of special interests," says ex-SEC chief Paul Atkins.

  • SAO PAULO, Feb 6- Grupo BTG Pactual SA has fired partner Marco Gonçalves as head of mergers and acquisitions, following reports he was sued by a New York City nightclub after leaving a $340,000 bill unpaid last year, two sources with knowledge of the matter said on Monday. The New York Daily News reported last Thursday, citing court documents, that Gonçalves left...

  • Taking Dodd-Frank apart no easy task

    CNBC's Steve Liesman takes a look at the complicated task of rolling back the regulatory reform bill.

  • *UK banks must separate retail, investment banking operations. LONDON, Feb 5- Barclays Plc is about to overhaul its back office operations under a restructuring to help it comply with new post-crisis rules forcing British banks to ring-fence their retail operations from their riskier business. While Barclays was not among those that needed a UK...

  • Financial Advisor Actuary

    Among the issues affecting financial services professionals are business continuity, SEC reviews and more.

  • Tim Hockey, president and chief executive officer (CEO) of TD Ameritrade.

    Tim Hockey, TD Ameritrade CEO, comments on Schwab's latest move in the waging price investing war.

  • Tim Hockey, president and chief executive officer (CEO) of TD Ameritrade.

    Tim Hockey, TD Ameritrade president & CEO, speaks with CNBC's Mike Santoli about the effect on all online brokers from Charles Schwab trimming trade commissions.

  • Financial Advisor speaking with client

    It isn't that hard for attackers to break into your device and snap up personal information. Here's how to protect yourself.

  • FRANKFURT, Feb 2- Deutsche Bank posted a net loss of 1.9 billion euros in the fourth quarter as legal costs for past misdeeds outstripped gains from a rebound in bond trading. Germany's flagship lender missed the higher expectations of analysts who had expected the bank to post a fourth-quarter net loss of just 1.16 billion euros. The bank hiked its litigation...

  • Feb 1- Some investment banks seeking to be added as underwriters to Snapchat owner Snap Inc's initial public offering registration document have been denied access to review it before it is made public this week, according to people familiar with the matter. For Wall Street banks, it pits their desire to appear on the front cover of this year's most high-profile...

  • HONG KONG, Feb 2- Bankers and brokers in China are expecting a brutal bonus season over the next few weeks, as business dwindled on local stock markets last year, dragging industry profits down by half. Data from headhunters and industry sources suggest an equities trader in China would have earned between 500,000 and 850,000 yuan in 2016, with a 12- month bonus...

  • NEW YORK, Jan 30- Commodities brokerage OTC Global Holdings said on Monday it had opened a new office in Singapore as it seeks to expand its market share in the Asian market, a growing part of the global commodity trade. OTCGH, the world's largest independent institutional broker of commodities, covers financial and physical instruments from its offices in...

  • *Egypt pulls back as global emerging markets hit by Trump. DUBAI, Jan 30- Middle Eastern equity markets diverged on Monday, with last week's top gainers pulling back on profit taking while strong quarterly earnings from courier firm Aramex bolstered Dubai. Saudi Basic Industries closed 0.8 percent lower.

  • Jan 26- Stephen Berenson, a vice chairman of investment banking at JPMorgan Chase& Co, has retired after more than three decades with the firm, according to an internal memo seen by Reuters. He helped the firm establish its investment banking franchise, and held roles including head of Latin American M&A, head of equity capital markets in Europe, the Middle East and...

  • Jan 26- Stephen Berenson, a vice chairman of investment banking at JPMorgan Chase& Co, has retired after more than three decades with the firm, according to an internal memo seen by Reuters.

  • WASHINGTON, Jan 25- The confirmation process for Republican President Donald Trump's choice to chair the U.S. Securities and Exchange Commission appears to be moving forward without any hiccups. Jay Clayton, a lawyer whose specialties include mergers and acquisitions, met privately with Senate Banking Committee Chairman Michael Crapo on Tuesday.

  • *Govts use syndications to stem exodus of banks from bond issues. *Credit Agricole the latest to cut primary dealerships in Europe. LONDON, Jan 25- European governments are trying to make the way they issue public debt more attractive to investment banks to prevent more of them leaving the sector in an exodus that could push up borrowing costs.

  • Jan 24- Global banks have warned they could move thousands of jobs out of Britain to prepare for the expected disruption caused by the country's exit from the European Union, posing a risk to London's status as a major financial center. Barclays Chief Executive Jes Staley told BBC Radio in an interview in Davos that the bank will keep the bulk of its activities in...