Exchanges OTC

  • Why CYNK is different from ‘Wolf of Wall Street’ Monday, 14 Jul 2014 | 9:17 AM ET
    NYSE New York Stock Exchange traders markets

    As the SEC investigates CYNK Technology, the days of boiler rooms and high-pressured telemarketing are gone. There is a new pump and dump.

  • Penny stocks popularity growing, but risks remain Friday, 23 May 2014 | 10:18 AM ET

    As U.S. indexes are testing highs, retail investors are jumping back into the risky world of penny stocks faster than ever.

  • How Knight Gave Traders a Heads-Up Friday, 3 Aug 2012 | 2:23 PM ET

    Shortly after the market opened Wednesday, Knight Capital sent a message to its clients as trading started to get wacky.

  • FTC Vote Today on 'Swaps' Tuesday, 10 Jul 2012 | 9:37 AM ET
    FTC Vote Today on 'Swaps'

    CNBC's Mary Thompson reports the Commodity Futures Trading Commission's vote today will have a big impact on the OTC derivatives market.

  • Meet New Penny Stock: American Airlines Thursday, 5 Jan 2012 | 12:07 PM ET
    American Airlines

    Shares of AMR Corporation—the bankrupt parent company of American Airlines—are soaring today, as the embattled company makes its debut on the over-the-counter market.

  • Greenberg: Revelations Slam Two Chinese Stocks Monday, 11 Apr 2011 | 1:51 PM ET

    Two China stocks created through reverse mergers — RINO International and Puda Coal — got hit today: One by the SEC and the other by the company, itself.