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  • United Airlines

    United Continental Holdings CEO Oscar Munoz filed a Form 4 with the Securities and Exchange Commission on Friday disclosing the purchase.

  • The SEC said it extended the pilot program through April 21, 2017 to allow more time for evaluation, including how it operated on Aug. 24, 2015 when the Dow Jones industrial average slid more than 1,000 points in the first few minutes of trading. The SEC said this could help prevent unnecessary trading pauses unrelated to volatility. Separately, the SEC directed...

  • In a letter to the U.S. Securities and Exchange Commission, the Massachusetts Democrat said the regulator's decision to approve the firm, Stamford Harbor Capital L.P., makes "a mockery of the SEC's core mission to' protect investors." "The Commission has permitted a recidivist hedge fund manager, well-known for his former company's willingness to evade and ignore...

  • A solar technician employed by SunEdison checks the rooftop array of solar panels

    SunEdison is one of the largest bankruptcies by asset value in a decade.

  • NEW YORK, April 20- The U.S. Securities and Exchange Commission should mandate an experiment in cutting stock exchange fees and rebates, a move that could illuminate flaws in a pricing model that critics say creates conflicts of interest, a sub-committee of the regulator has recommended. A subgroup of the SEC's Equity Market Structure Advisory Committee...

  • "We are intensely focused on whether companies and their officers evaluate judgmental accounting issues in good faith and based on GAAP," or generally accepted accounting principles, Andrew Ceresney, head of the SEC enforcement division, said in a statement on Tuesday. Logitech's former Chief Executive Officer Gerald Quindlen was not accused of misconduct...

  • A group of students meet on the lawn outside Webster Hall on the campus of Dartmouth College, the smallest school in the Ivy League, in Hanover, New Hampshire

    For these students, college is not just a four-year party. These pioneers are focused on revolutionizing today's business landscape.

  • "We are intensely focused on whether companies and their officers evaluate judgmental accounting issues in good faith and based on GAAP," or generally accepted accounting principles, Andrew Ceresney, head of the SEC enforcement division, said in a statement on Tuesday. Logitech's former Chief Executive Officer Gerald Quindlen was not accused of misconduct...

  • In a complaint filed late on Monday in San Francisco federal court, the SEC said Logitech's former chief financial officer, Erik Bardman, and its former acting controller, Jennifer Wolf, schemed to inflate the company's operating income, causing a $30.7 million overstatement in fiscal 2011, and misled its outside auditor. The SEC said the defendants did so...

  • Federal regulators are investigating blood-testing start-up Theranos over whether it misled investors.

  • April 18- Blood-testing firm Theranos Inc is under investigation by the U.S. Securities and Exchange Commission and the U.S. Attorney's Office for the Northern District of California, Bloomberg reported. U.S. federal health regulators have proposed banning Theranos founder Elizabeth Holmes from the blood-testing business for at least two years after...

  • A Williams Companies Inc. natural gas drilling rig operates in Rifle, Colorado, U.S.

    Shares of Williams Cos. fell Monday after Energy Transfer Equity said possible tax issues may affect the closing of the companies' merger.

  • In a complaint filed on Tuesday in federal court in Manhattan, the SEC said Bassily, 50, routinely misled customers, including charities, religious organizations and retirement funds, about their trading costs. Bassily, a Manhattan resident with a business degree from Columbia University, also coached traders on the amount of hidden charges, known internally...

  • The investor group, comprising six Chinese and one Pakistani citizen, is led by Libin Sun, who owns a 4.4 percent stake in the company, the filing with the Securities and Exchange Commission showed. The SEC could not be reached for comment. The Financial Industry Regulatory Authority declined to comment.

  • In a complaint filed in federal court in Manhattan, the SEC said Bassily, 50, routinely misled customers about their trading costs, and coached traders on the amount of hidden charges, known internally as "trading profits," they could collect without customers noticing. The SEC said the scheme ran from October 2006 until December 2011, and "directly enriched"...

  • Integrated Device Technology

    Shares of Integrated Device Technology soared 23 percent on more than triple the normal trading volume.

  • April 12- The U.S. Securities and Exchange Commission on Tuesday sued former ConvergEx Group executive Khaled "Kal" Bassily, accusing him of running a fraudulent scheme to regularly charge hidden mark-ups on customers' securities trades, on top of agreed-upon commissions. In a complaint filed in federal court in Manhattan, the SEC said the scheme led to millions...

  • Questions surround 'bid' for Integrated Device Tech

    CNBC's Eamon Javers provides perspective on the move higher in shares of Integrated Device Technology Inc. after the company disclosed information of a buyout bid by an investor group led by Libin Sun.

  • NEW YORK, April 12- Approval of a new regulatory standard related to the U.S. stock exchange application of startup trading platform IEX Group would prompt exchanges to create thousands of new order types and greatly complicate the market, the head of Nasdaq Inc said on Tuesday. The U.S. Securities and Exchange Commission said in a policy statement on March 18 it...

  • LONDON, April 12- Do you remember JPMorgan's Physical Copper Trust? Registered in October 2010 with the Securities and Exchange Commission, it was probably one of the most controversial commodity investment vehicles ever conceived. But by the time the SEC approved both products in late 2012, the investment tide had already turned.