Raleigh, NC, April 2, 2014 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce that its third annual RegEd Compliance Alliance (RCA) Client Conference will be held in Raleigh, NC on April 7th through 9th.
RCA 2014 will bring together more than 100 compliance professionals and industry experts, including regulators and industry consultants, as well as RegEd product leaders and client services professionals, to share compliance, operational and technology best practices.
According to Debra Freitag, RegEd's Chief Strategy Officer, "Compliance professionals are responsible for ensuring that their firm's program is rigorously compliant and operationally efficient. They must accomplish this against the backdrop of constantly evolving regulation, while also proactively mitigating risk." She continued, "The RCA 2014 program, themed "Influencing Change," has been designed to support compliance professionals champion the changes that are integral to a strong compliance posture."
The conference program sessions will address new regulatory developments, regulatory exam focus areas, and important compliance and technology trends and best practices to enable compliance professionals to streamline their processes, effectively mitigate risk and anticipate evolving requirements. The program includes regulatory updates presented by representatives from FINRA, NIPR and State DOI Agent Services and Market Regulation Divisions. A number of conference panels focus on pressing, high-on-the-radar compliance topics including managing conflicts of interest and best practices for improving regulatory exam outcomes.
For more details about the RegEd Compliance Alliance (RCA) Compliance Conference or information on RegEd's compliance management, licensing and registration, and product education solutions, visit www.reged.com.
RegEd, Incorporated, a StoneRiver company, is a leading provider of compliance technology solutions serving over 800 enterprise customers including the nation's largest financial services firms. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based compliance automation for broker-dealers, investment advisors, insurance companies and their distributors. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with state and FINRA regulations while mitigating risk. For more information, please visit www.reged.com.
CONTACT: Caitlin Zucal, RegEd, 919.653.5202