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Securities
TV
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U.S. fines 16 Wall Street firms $1.1 billion over record-keeping failures
Reuters
Tue, Sep 27th 2022
Eight states file enforcement actions against crypto-lending platform Nexo
Paige Tortorelli
Mon, Sep 26th 2022
Single-stock ETFs are 'way too risky' for most investors: advisor. What to know
Kate Dore, CFP®
Mon, Aug 22nd 2022
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SEC chair Gary Gensler proposes rules changes for retail trading
Thu, Jun 9th 2022
SEC Chair Gensler plans greater oversight of crypto markets to protect investors
Sarah Alessandrini
Mon, Apr 4th 2022
Your Money, Your Future
The SEC climate rule: 7 things investors need to know
Thu, Mar 24th 2022
Entertainment
Actor who bilked film investors out of $650 million gets 20 years
Tue, Feb 15th 2022
Personal Finance
SEC chair eyes tougher cyber rules to protect investors against hackers
Tue, Jan 25th 2022
Squawk Box
VC firm Sequoia investing in Citadel Securities, valuing it at $22 billion
Tue, Jan 11th 2022
Cramer says he will sell half of his ether if regulators approve bitcoin ETFs
Thu, Oct 14th 2021
The News with Shepard Smith
Pressure grows on SEC to act following Facebook whistleblower testimony
Wed, Oct 6th 2021
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03:40
Squawk on the Street
SEC Chair Gary Gensler says stablecoins may well be securities
Tue, Sep 14th 2021
Personal Finance
House Democrats’ plan would close tax loophole used by crypto investors
Tue, Sep 14th 2021
Politics
Lawmakers to grill SEC Chair Gensler on crypto during Senate hearing
Tue, Sep 14th 2021
Squawk Box Asia
The Fed will ease into tapering, which could take 'about a year': S&P
Wed, Sep 1st 2021
Squawk Box Asia
Asia's emerging markets are 'prepared' for a taper: Standard Chartered
Sun, Sep 5th 2021
Squawk Box Asia
Signals show Fed is in no rush to start tapering, says strategist
Wed, Aug 25th 2021
Politics
Wealthy Chinese exile tied to misinformation campaigns sued by media company investors
Mon, Aug 23rd 2021
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02:29
Squawk Box Asia
It's too soon for the Fed to announce a tapering in September, says economist
Wed, Aug 18th 2021
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01:08
Closing Bell
SEC busts insider trading ring
Wed, Aug 18th 2021
Squawk Box
SEC freezes Chinese company IPOs over disclosures: Report
Fri, Jul 30th 2021
Closing Bell
Robinhood hit with record fine for misrepresentations and system outages
Wed, Jun 30th 2021
Squawk Box Asia
No signs of 'hysteria' in terms of inflation expectations: BlackRock
Mon, Jun 28th 2021
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01:25
Closing Bell
Fed to lift all temporary capital return restrictions on June 30
Thu, Jun 24th 2021
Personal Finance
As the SEC delays bitcoin ETFs, other choices emerge for crypto-hungry investors
Tue, Jun 22nd 2021
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10:22
Fast Money
Is the SEC about to crackdown on the retail trading frenzy?
Thu, Jun 10th 2021
Politics
Lawmaker hires Melinda Gates divorce lawyer in fight with Wall Street exec husband
Mon, May 24th 2021
Market losses alone are not a 'cause for more regulation': SEC Commissioner
Thu, Apr 8th 2021
Regulatory changes on digital assets will come over years: SEC commissioner
Thu, Apr 8th 2021
Tech
Chinese tech stocks hammered as U.S. law threatens delisting on American exchanges
Thu, Mar 25th 2021
Personal Finance
SEC probes conflicts of interest in seniors, retirement savers financial advice
Wed, Mar 3rd 2021
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02:08
Squawk Box Asia
Former SEC economist: SEC should look into the GameStop frenzy
Mon, Feb 1st 2021
Power Lunch
Robinhood will pay the SEC $65 million — Here's what it has been charged with
Thu, Dec 17th 2020
Autos
Nikola discloses grand jury subpoenas from DOJ
Tue, Nov 10th 2020
Trader Talk
SEC chair: Cybersecurity threats to corporate America are here 'more than ever'
Tue, Nov 3rd 2020
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