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Securities

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Bahamas regulators confirm they're holding some of FTX's assets

Bahamas regulators confirm they're holding some of FTX's assets

Rohan GoswamiFri, Nov 18th 2022

Police say accused fraudster Justin Costello posed as a billionaire in 2019

Police say accused fraudster Justin Costello posed as a billionaire in 2019

Dan ManganWed, Nov 2nd 2022

Here's what the Wells Fargo cross-selling scandal means for the bank's growth

Here's what the Wells Fargo cross-selling scandal means for the bank's growth

Carlos WatersWed, Oct 19th 2022

U.S. fines 16 Wall Street firms $1.1 billion over record-keeping failures

U.S. fines 16 Wall Street firms $1.1 billion over record-keeping failures

ReutersTue, Sep 27th 2022

Eight states file enforcement actions against crypto-lending platform Nexo

Eight states file enforcement actions against crypto-lending platform Nexo

Paige TortorelliMon, Sep 26th 2022

Single-stock ETFs are 'way too risky' for most investors: advisor. What to know

Investor Toolkit

Single-stock ETFs are 'way too risky' for most investors: advisor. What to know

Mon, Aug 22nd 2022

SEC chair Gary Gensler proposes rules changes for retail trading

SEC chair Gary Gensler proposes rules changes for retail trading

Thu, Jun 9th 2022

SEC Chair Gensler plans greater oversight of crypto markets to protect investors

SEC Chair Gensler plans greater oversight of crypto markets to protect investors

Mon, Apr 4th 2022

The SEC climate rule: 7 things investors need to know

Thu, Mar 24th 2022

Actor who bilked film investors out of $650 million gets 20 years

Tue, Feb 15th 2022

Personal Finance

SEC chair eyes tougher cyber rules to protect investors against hackers

Tue, Jan 25th 2022

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VC firm Sequoia investing in Citadel Securities, valuing it at $22 billion

VC firm Sequoia investing in Citadel Securities, valuing it at $22 billion

Tue, Jan 11th 2022

Cramer says he will sell half of his ether if regulators approve bitcoin ETFs

CNBC Pro

Cramer says he will sell half of his ether if regulators approve bitcoin ETFs

Thu, Oct 14th 2021

Pressure grows on SEC to act following Facebook whistleblower testimony

The News with Shepard Smith

Pressure grows on SEC to act following Facebook whistleblower testimony

Wed, Oct 6th 2021

Squawk on the Street

SEC Chair Gary Gensler says stablecoins may well be securities

Tue, Sep 14th 2021

Personal Finance

House Democrats’ plan would close tax loophole used by crypto investors

Tue, Sep 14th 2021

Lawmakers to grill SEC Chair Gensler on crypto during Senate hearing

Tue, Sep 14th 2021

The Fed will ease into tapering, which could take 'about a year': S&P

Squawk Box Asia

The Fed will ease into tapering, which could take 'about a year': S&P

Wed, Sep 1st 2021

Asia's emerging markets are 'prepared' for a taper: Standard Chartered

Squawk Box Asia

Asia's emerging markets are 'prepared' for a taper: Standard Chartered

Sun, Sep 5th 2021

Signals show Fed is in no rush to start tapering, says strategist

Squawk Box Asia

Signals show Fed is in no rush to start tapering, says strategist

Wed, Aug 25th 2021

Wealthy Chinese exile tied to misinformation campaigns sued by media company investors

Mon, Aug 23rd 2021

Squawk Box Asia

It's too soon for the Fed to announce a tapering in September, says economist

Wed, Aug 18th 2021

SEC busts insider trading ring

Wed, Aug 18th 2021

SEC freezes Chinese company IPOs over disclosures: Report

SEC freezes Chinese company IPOs over disclosures: Report

Fri, Jul 30th 2021

Robinhood hit with record fine for misrepresentations and system outages

Robinhood hit with record fine for misrepresentations and system outages

Wed, Jun 30th 2021

No signs of 'hysteria' in terms of inflation expectations: BlackRock

Squawk Box Asia

No signs of 'hysteria' in terms of inflation expectations: BlackRock

Mon, Jun 28th 2021

Fed to lift all temporary capital return restrictions on June 30

Thu, Jun 24th 2021

Personal Finance

As the SEC delays bitcoin ETFs, other choices emerge for crypto-hungry investors

Tue, Jun 22nd 2021

Is the SEC about to crackdown on the retail trading frenzy?

Thu, Jun 10th 2021

Lawmaker hires Melinda Gates divorce lawyer in fight with Wall Street exec husband

Lawmaker hires Melinda Gates divorce lawyer in fight with Wall Street exec husband

Mon, May 24th 2021

Market losses alone are not a 'cause for more regulation': SEC Commissioner

CNBC Pro

Market losses alone are not a 'cause for more regulation': SEC Commissioner

Thu, Apr 8th 2021

Regulatory changes on digital assets will come over years: SEC commissioner

CNBC Pro

Regulatory changes on digital assets will come over years: SEC commissioner

Thu, Apr 8th 2021

Chinese tech stocks hammered as U.S. law threatens delisting on American exchanges

Thu, Mar 25th 2021

Personal Finance

SEC probes conflicts of interest in seniors, retirement savers financial advice

Wed, Mar 3rd 2021

Squawk Box Asia

Former SEC economist: SEC should look into the GameStop frenzy

Mon, Feb 1st 2021