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Topic: SEC
Wednesday, 18 Nov 2009 | Source: Reuters
Four boats seized by U.S. authorities from imprisoned swindler Bernard Madoff and his right-hand man, Frank DiPascali, sold for nearly $2 million at auction on Tuesday, the U.S. Marshals Service said.
Monday, 16 Nov 2009 | Source: Reuters
The Bill and Melinda Gates foundation increased its holdings in Waste Management, Coca Cola, McDonald's and Berkshire Hathaway Class B in the third quarter, causing the total value of the fund to rise by about $2.6 billion, according to an SEC filing.
Monday, 16 Nov 2009 | Posted By: Scott Cohn | Source: CNBC.com
Potential losses to U.S. investors in Texas financier Allen Stanford's alleged Ponzi scheme are far more widespread than initially feared, according to a new analysis obtained by CNBC.
Friday, 13 Nov 2009 | Source: Reuters
Hedge fund billionaire John Paulson's firm took a stake in the bank, while cutting holdings in Bank of America and its interest in Goldman Sachs, according to a regulatory filing on Friday.
Wednesday, 11 Nov 2009 | Source: Reuters
McGraw-Hill is committed to its Standard & Poor's unit, and welcomes tougher regulation aimed at further transparency and accountability in the credit ratings industry, its chairman said on Wednesday.
Monday, 9 Nov 2009 | Source: Reuters
A former enforcement lawyer with the U.S. Securities and Exchange Commission pleaded guilty to impersonating two people to help confessed Ponzi scheme operator Marc Dreier defraud hedge funds.
Thursday, 5 Nov 2009 | Source: Reuters
Zvi Goffer could have passed for Tony Soprano when he warned confederates in his alleged insider-trading ring that "someone's going to jail."
Thursday, 5 Nov 2009 | Source: Reuters
Federal and state authorities announced charges against 14 new defendants in the Galleon insider-trading scandal.
Wednesday, 4 Nov 2009 | Source: Reuters
1st paragraph of story should go here
Wednesday, 4 Nov 2009 | Source: The Associated Press
JPMorgan Chase has agreed to a settlement worth more than $700 million over federal regulators' charges that it made unlawful payments to friends of public officials to win municipal bond business in Jefferson County, Ala.
Tuesday, 3 Nov 2009 | Source: The Associated Press
Disgraced financier Bernard Madoff's longtime auditor has entered a guilty plea in a federal court in Manhattan.
Friday, 30 Oct 2009 | Posted By: Scott Cohn | Source: CNBC.com
Jailed swindler Bernie Madoff said it was "amazing" that he didn't get caught sooner in his multi-billion-dollar Ponzi scheme, and that everything the SEC did to investigate him prior to 2006 was a waste of time, according to a jailhouse interview he gave to SEC Inspector General H. David Kotz.
Friday, 30 Oct 2009 | Posted By: Scott Cohn | Source: CNBC.com
Potential losses to U.S. investors in Texas financier Allen Stanford's alleged Ponzi scheme are far more widespread than initially feared, according to a new analysis obtained by CNBC.
Wednesday, 28 Oct 2009 | Posted By: Scott Cohn | Source: CNBC.com
The court-appointed receiver who is trying to unwind the alleged Allen Stanford Ponzi scheme says he has identified $1.5 billion in assets that could be returned to victims.
Wednesday, 28 Oct 2009 | Source: Reuters
Credit-rating agencies would be more tightly regulated under legislation approved on Wednesday by the House Financial Services Committee.
Next
Posts |  TOPIC : SEC
9 Nov 2009
Money managers hire this company to keep their deals, and their consciences, clean.... Read More
20 Oct 2009
There are a lot of bad guys still out there, the Mad Money host says... Read More
19 Oct 2009
Here's how you hold your own against insider traders and money managers alike.... Read More
28 Sep 2009
It’s about time the markets’ top regulator did its job, the Mad Money host says.... Read More
18 Sep 2009
Of all the problems with the market, the government chooses to ban the one thing that’s working.... Read More
VIDEO | TOPIC : SEC
"We think in areas where regulation is becoming more onerous that bottom-up stock-picking orientation is going to be ver...
U.S. Commerce Secretary, Gary Locke, is concerned about the impact of the weak dollar on U.S. industries. He tells CNBC'...
The only people to be brought to trial for their role in the financial downturn so far have been acquitted. Jacob Frenke...
The mysterious world of Dark Pools, which allow investors to execute trades anonymously, are currently being looked into...


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