Government Agencies SEC

  • Traders work on the floor of the New York Stock Exchange.

    U.S. companies are expected to go public this year at the best pace in three years, as investors regain confidence in stocks and seek more risk.

  • Allen Stanford on a hospital trolly after being assaulted by jail prisoners.

    R. Allen Stanford, the Texas financier accused of defrauding investors in a $7 billion Ponzi scheme, has become addicted to antianxiety medication while in federal detention. The New York Times reports.

  • portfolio_chart_glasses_200.jpg

    Federal regulators are investigating whether California violated securities laws and failed to provide adequate disclosure about its giant public pension fund, according to a person with knowledge of the investigation. The New York Times reports.

  • The smart investor will wait awhile before he goes near this stock, Cramer said.

  • Ernst Stavro Blofeld from You Only Live Twice.

    Goldman Sachs plan to offer clients up to $1.5 billion in Facebook equity has many on Wall Street wondering if the vampire squid has a secret plan to force the social network to go public.

  • Facebook

    Felix Salmon raises some interesting questions about Goldman Sachs' stake in Facebook.

  • Capitol Hill Agenda

    Reform of the Dodd-Frank Wall Street reforms might be a good starting place for the Republicans who formally took control of the House of Representatives today.

  • Facebook

    Facebook’s practice of raising capital on private markets largely out of the direct oversight of regulators has spurred an inquiry by the Securities and Exchange Commission.

  • office_worker_1.jpg

    A new study of American workers displaced by the recession sheds light on the sacrifices a large number have made to find work. Many, it turns out, had to switch careers and significantly reduce their living standards, the NY Times reports.

  • John Alfred Paulson, president of Paulson & Co., Inc, listens during the House Oversight and Government Reform Committee November 13, 2008 in Washington, DC.

    Two years after Mr. Paulson pulled off one of the greatest trades in Wall Street history, with a winning bet against the overheated mortgage market, he has managed to salvage a poor year for his giant hedge fund with a remarkable come-from-behind showing

  • New York Stock Exchange

    “In many cases, the conventional wisdom was wrong,” said Byron R. Wien, a veteran market strategist at the Blackstone Group. “The market still managed to do well, and the rise in gold and other commodities was a big surprise.”

  • Steven Rattner

    Forty-eight hours before his swearing in as governor, attorney general Andrew Cuomo has cut a deal with Steve Rattner.

  • If you’re expecting this regulatory body to protect you, think again.

  • Cramer lists the forces that can drive stocks in this ever more complicated market.

  • The U.S. Securities and Exchange Commission seal hangs on the facade of its building in Washington, DC.

    Investors are turning to private exchanges, like Second Market and SharesPost, to buy shares of non-public companies such as Facebook or Twitter.  This is causing the SEC to take notice.

  • New York Stock Exchange

    ICE Trust, the world’s largest clearinghouse for credit-default swaps, cited “significant changes” to proposed regulations in deciding to withdraw its application, the New York Times reports.

  • Close-up of a pen on stock price chart

    A red-hot trading market has developed in the shares of the world’s leading private companies. Now, the SEC wants to learn more about this business.  The New York Times reports.

  • Federal prosecutors asked for the exam after Stanford's court-appointed attorney argued the Texas financier is too heavily medicated to assist in his own defense at a criminal trial scheduled for next month.

  • china_flag_2.jpg

    News on Tuesday that the Securities and Exchange Commission is investigating Chinese reverse mergers spotlights something I’ve been saying for months if not years: Buyer beware.

  • Julian Assange

    the New York Times reports.