Key Wall Street executives called for reform to some trading fees that could be causing market distortions and increased use of dark pools.» Read More
Regulation of high-frequency trading is needed to protect the markets, New York Attorney General Eric Schneiderman said Tuesday on CNBC.
LONDON, March 11- U.S. futures market operator CME has joined a growing list of companies seeking to cash in on new rules on derivatives trading by securing regulatory approval for a London- based derivatives exchange.
There are roughly 460 transfer agents registered with the SEC, and as of the end of 2012, they maintained over 276 million shareholder accounts, according to SEC data. The SEC in 2011 issued informal staff-level guidance for public companies to use when considering whether to disclose cyber attacks and their impact on the company's finances.
NEW YORK, Feb 19- Nasdaq OMX Group plans to roll out a "kill switch" that would cut off trading of its member firms when pre-set limits are breached, the exchange operator said in a regulatory filing.
NEW YORK, Feb 14- Nasdaq OMX Group said on Friday that an issue with the FINRA/Nasdaq trade reporting facility led to untimely trade reports for equities listed on the New York Stock Exchange, NYSE Arca, and NYSE Amex, on Friday morning.
NEW YORK, Feb 13- The committee that oversees the data processor that was at the center of a three-hour trading halt in Nasdaq-listed stocks in August agreed on Thursday to implement fixes demanded by the exchange, according to a source familiar with the situation.
*Q4 EPS of $2, minus items, tops forecasts by 5 cents. NEW YORK, Feb 11- IntercontinentalExchange Group reported a fourth quarter loss on Tuesday because of onetime costs, including those related to its $11 billion purchase of the parent of the New York Stock Exchange, but expense control helped it beat expectations.
Feb 6- BATS Global Markets Inc said Financial Industry Regulatory Authority, the self-regulatory arm of the brokerage industry, will provide cross-market surveillance services to BATS' four stock exchanges. Following the agreement with BATS, FINRA will now conduct surveillance across 99 percent of the market for U.S. listed equities.
Net income attributable to Nasdaq totaled $141 million, or 81 cents per share, up from $85 million, or 50 cents per share, a year earlier. Not including one-time items, the New York- based company earned 69 cents per share, topping the consensus of analysts by 2 cents, according to Thomson Reuters I/B/E/S.
Net income attributable to Nasdaq totaled $141 million, or 81 cents per share, up from $85 million, or 50 cents per share, a year earlier.
Traders await Friday's jobs report and watch emerging markets to see if the selloff can be contained.
Talking Squawk, the "Squawk Box" blog, provides tidbits, insights and sarcastic reflections on the WEEK THAT WAS and the WEEK TO COME.
Nick Raich, The Earnings Scout CEO, and Russ Koesterich, Blackrock Global, discuss how tech earnings impact the Nasdaq.
Robert Greifeld, Nasdaq OMX Group CEO, discusses the current force driving the tech sector and provides his thoughts on the tech IPO landscape for this year.
Nasdaq OMX announced it has reopened trading at its Nasdaq options market after a brief halt that affected trading in stocks A through M.
The NYSE's Euronext unit has filed a plan with regulators to offer firms a "kill switch" that could cut off trading if preset levels were breached.
Mark Zuckerberg and dozens of banks must face a lawsuit accusing Facebook of misleading investors about its health before its $16 billion IPO.
A group of 13 US Exchanges will update the software they use, in part as a response to an SEC order after the Nasdaq outage in August.
Some of the names on the move ahead of the open.
Could the boom times be back? Between 250 and 300 IPOs will launch in the first three months of 2014 according to professional services firm EY.